Advertising Compliance (November 21, 2024)
Main Documents
- Notes (Slides formatted to acommodate electronic notes)
- Slides (powerpoint slides)
- Session Recording (will be posted after class)
Helpful Links
The Mini: One-Day Bank Secrecy Act Conference
Zoom Recordings (Note: the FBI asked us not to record their session)
- Utah Department of Health and Human Services, Department of Aging and Adult Services
- Salt Lake Division, Internal Revenue Service, Criminial Investigation
- BSA Case Study with Cyprus Credit Union and Rountable Discussion
Elder Abuse
Beneficial Ownership Reporting Rule
Beneficial Ownership Access Rule
- FinCEN Fact Sheet: Beneficial Ownership Information Access and Safeguards Final Rule
- Interagency Statement for Banks on the Issuance of the Beneficial Ownership Information Access Rule
CTF
Mortgage Loan Compliance (August 22, 2024)
Unanswered Questions From Class: Mortgage Lending Q&A
Fair Lending
- Recording
- Main Handout/Slides
- Mortgage Disclosures Cheat Sheet
- ECOA: Application Workflow
- ECOA: Notice of Incompleteness
- EHL Poster: Federal Charters
- EHL Poster: State Charters
- HMDA: 1003 demographic page
- HMDA: Demographic phone script
Fair Credit Reporting
Flood Insurance
SAFE Act
Reg Z
Appraisals
- Recording: Sorry! The recording didn't make it for this one.
- Main handout/slides
- Interagency Appraisal and Evaluation Guidelines
RESPA
ESIGN
- Recording: We didn't get to this one during class. Leaving the slides up
- Main handout/slides
Card Disputes (May 16, 2024)
Main Documents
Sample Reg E Dispute Letters (May prompt download of .doc files)
Reg CC, Twice (April 11, 2024)
Slides
- Slides: Compliance Officers (formatted for electronic note taking)
- Slides: Frontline
Session Recordings (Will be posted after class)
-
Session Recording (Compliance Officers)
-
Session Recording (Frontline)
Handouts
- Reg CC Reference Guide (may prompt download of .doc file)
- Sample Hold Notice (may prompt download of .doc file)
Privacy and Information Security (March 21, 2024)
Main Documents
-
Presentation/Slides (formatted for note taking)
Handouts
Identity Theft Red Flags (February 22, 2024)
Main Documents
-
Presentation/Slides (formatted for note taking)
Handouts